NSE Proposes Amendments to Rules on KYC, Related Parties, Closed Periods

March 19, 2020/NSE

The following proposed Rule Amendments, are exposed for comments. Your participation is requested by way of reviewing the proposed Rule Amendments, and providing your comments thereon.

The proposed Rule Amendments may be viewed through the links provided as follows:

Amendments to Issuers’ Rules:

(a) Proposed Amendment to the Appendices to the Listings Requirements – Form of General Undertaking for Listing on The Nigerian Stock Exchange;

(b) Proposed Amendments to Rules Governing Transactions with Related Parties of Interested Persons (Chapter 20);

(c) Proposed Amendments to Rules Pertaining to Closed Periods (Chapter 17).

Amendments to Dealing Members’ Rules:

  1. Proposed Amendments to Rule 11.1 Know Your Client (KYC)

We will be grateful to receive your comments not later than the close of business on Friday, 17 April 2020.

Please note that your comments should be sent in a WORD document attached to an electronic mail to Mr. Oluwatoyin Adenugba, Head, Rules and Interpretation at The Exchange at oadenugba@nse.com.ng

Leave a Comment

Your email address will not be published. Required fields are marked *