June 1, 2023/US SEC The Securities and Exchange Commission (the “SEC”) today announced charges against Auctus Fund Management, LLC (“Auctus Management”) and its co-owners Alfred Sollami of Brookline, Massachusetts and Louis Posner of Mansfield, Massachusetts, for failing to register as securities dealers with the SEC. Auctus Management, Sollami, and Posner […]
Frauds & Scandals
SEC Charges Self-Proclaimed ‘Queen of Mobile Homes’ and Three Salespeople with Fraud in Mobile Home Investment Scheme
May 31, 2023/US SEC The Securities and Exchange Commission filed today a complaint in the U.S. District Court for the Western District of Texas charging Outstanding Real Estate Solutions, Inc. (ORES), its Chief Executive Officer and founder Chimene Van Gundy, and salespeople Michael Trofimoff, Santos Kidd, and Maria Tosta for […]
SEC Obtains Judgments Against the Hydrogen Technology Corp. and Its Former CEO in Market Manipulation of Crypto Asset Securities
May 26, 2023/US SEC The Securities and Exchange Commission announced that it obtained final consent judgments against The Hydrogen Technology Corporation, its former CEO, Michael Ross Kane, and Tyler Ostern, the CEO of Moonwalkers Trading Limited. The final consent judgments conclude the SEC’s case against Hydrogen, Kane, and Ostern for […]
