September 16, 2021/US SEC The Securities and Exchange Commission today charged a San Diego County school district, Sweetwater Union High School District, and its former Chief Financial Officer, Karen Michel, with misleading investors who purchased $28 million in municipal bonds. According to the SEC’s complaint against Michel and its order against […]
Frauds & Scandals
SEC Charges New York Investment Adviser and Its Owner with Fraud
September 16, 2021/US SEC On December 1, 2020, the Securities and Exchange Commission charged Raquel Moura Borges and her investment advisory firm, Global Access Investment Advisor, LLC, with fraud for misappropriating client assets. According to the SEC’s complaint, from 2013 to 2018, Borges, a Brazilian national, and Global Access, based […]
Court Appoints Receiver Requested by SEC Over Assets in Multimillion-Dollar Ponzi Scheme
September 16, 2021/US SEC The Securities and Exchange Commission today announced that, on August 30, 2021, the U.S. District Court for the District of Minnesota granted the agency’s motion for the appointment of a receiver in its ongoing litigation against Jason Dodd Bullard, Angela-Romero Bullard, and Bullard Enterprises LLC. The […]
FirstBank Firstmonie Wallet
