Frauds & Scandals

SEC Charges New York Investment Adviser and Its Owner with Fraud

September 16, 2021/US SEC On December 1, 2020, the Securities and Exchange Commission charged Raquel Moura Borges and her investment advisory firm, Global Access Investment Advisor, LLC, with fraud for misappropriating client assets. According to the SEC’s complaint, from 2013 to 2018, Borges, a Brazilian national, and Global Access, based […]