Frauds & Scandals

SEC charges Utah Company, its Principals, and Two Recidivists with Securities Fraud

January 8, 2021/US SEC Securities and Exchange Commission v. ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen, No. 2:21-cv-00013 (U.S. District Court, District of Utah) filed January 7, 2021. The Securities and Exchange Commission today announced settled charges against a Utah corporation, its […]

SEC Issues Over $1.1 Million to Multiple Whistleblowers

January 7, 2021/US SEC The Securities and Exchange Commission today announced awards totaling more than $1.1 million to five whistleblowers who provided high-quality information that led to successful enforcement actions. In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first […]