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NSE to Amend Dealing Members Rules 7.4 and 7.5
November 17, 2018/NSE Rule 7.4: Submission of Financial and Non-Financial Reports to The Exchange (a) Every Dealing Member shall submit to The Exchange its audited annual financial statements, within ninety… Read more
SEC Nigeria Introduces the Interpretive Guidance Note
November 15, 2018/SEC The public and all capital market stakeholders are informed of the introduction of the Commission’s Interpretive Guidance Note (IGN). The IGN would assist in the understanding of;… Read more
SEC Says E-Dividend Registrants to Expect Multiple Alerts on Unclaimed Dividends
—Extends Multiple Subscription Deadline to Dec 2019 November 15, 2018 By InvestAdvocate Lagos (INVESTADVOCATE)-The Securities and Exchange Commission (SEC) on Thursday said investors who key into the e-dividend initiative are… Read more
SEC’s CMC Inaugurates FinTech Roadmap Committee
November 14, 2018/SEC The Capital Market Committee (CMC) has inaugurated a Market Wide FinTech Committee to come up with a FinTech Roadmap for the Nigerian Capital Market. Inaugurating the Committee… Read more
SEC Says Third CMC Meeting to Hold November 14th-15th, 2018
November 12, 2018/SEC The Securities and Exchange Commission (SEC) has announced that the Third Capital Market Committee (CMC) meeting in 2018 has been scheduled to hold from Wednesday November 14th… Read more
London Stock Exchange Group Launches Reports On African Capital Markets
Culled—Proshare November 10, 2018/By LSEG Highlights Five reports on different aspects of capital market development launched today Identify key areas to support development of Africa’s capital markets infrastructure Aim to… Read more
Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts
October 31, 2018/US SEC AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission is proposing rule and form amendments that are intended to help investors… Read more
CSCS to Begin Cross-Border Data Exchange in Africa
October 29, 2018/Punch Feyisayo Popoola The Central Securities Clearing System Nigeria Plc has completed an innovative pilot scheme that will allow cross-border data exchange in Africa. The CSCS, in a… Read more
Keynote Address – ICI Securities Law Developments Conference
October 25, 2018/US SEC Introduction Good morning. Thank you Susan [Olson], and thank you, all, for the opportunity to join you today.[1] Since I spoke with you last year, the… Read more
SEC Says Original Certification of Registration for Capital Market Operators Ready for Collection
24/10/2018/SEC The Securities & Exchange Commission hereby notifies all Capital Market Operators (CMOs) to collect their original Certificates of Registration with the Commission. The Certificates are for CMOs registered between… Read more
