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NSE to Amend Dealing Members Rules 7.4 and 7.5

November 17, 2018/NSE Rule 7.4: Submission of Financial and Non-Financial Reports to The Exchange  (a) Every Dealing Member shall submit to The Exchange its audited annual financial statements, within ninety… Read more »

SEC Nigeria Introduces the Interpretive Guidance Note

November 15, 2018/SEC The public and all capital market stakeholders are informed of the introduction of the Commission’s Interpretive Guidance Note (IGN). The IGN would assist in the understanding of;… Read more »

SEC Says E-Dividend Registrants to Expect Multiple Alerts on Unclaimed Dividends

—Extends Multiple Subscription Deadline to Dec 2019 November 15, 2018 By InvestAdvocate Lagos (INVESTADVOCATE)-The Securities and Exchange Commission (SEC) on Thursday said investors who key into the e-dividend initiative are… Read more »

SEC’s CMC Inaugurates FinTech Roadmap Committee

November 14, 2018/SEC The Capital Market Committee (CMC) has inaugurated a Market Wide FinTech Committee to come up with a FinTech Roadmap for the Nigerian Capital Market. Inaugurating the Committee… Read more »

SEC Says Third CMC Meeting to Hold November 14th-15th, 2018

November 12, 2018/SEC The Securities and Exchange Commission (SEC) has announced that the Third Capital Market Committee (CMC) meeting in 2018 has been scheduled to hold from Wednesday November 14th… Read more »

London Stock Exchange Group Launches Reports On African Capital Markets

Culled—Proshare November 10, 2018/By LSEG  Highlights Five reports on different aspects of capital market development launched today Identify key areas to support development of Africa’s capital markets infrastructure Aim to… Read more »

Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts

October 31, 2018/US SEC AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission is proposing rule and form amendments that are intended to help investors… Read more »

CSCS to Begin Cross-Border Data Exchange in Africa

October 29, 2018/Punch Feyisayo Popoola The Central Securities Clearing System Nigeria Plc has completed an innovative pilot scheme that will allow cross-border data exchange in Africa. The CSCS, in a… Read more »

Keynote Address – ICI Securities Law Developments Conference

October 25, 2018/US SEC Introduction Good morning. Thank you Susan [Olson], and thank you, all, for the opportunity to join you today.[1] Since I spoke with you last year, the… Read more »

SEC Says Original Certification of Registration for Capital Market Operators Ready for Collection

24/10/2018/SEC  The Securities & Exchange Commission hereby notifies all Capital Market Operators (CMOs) to collect their original Certificates of Registration with the Commission. The Certificates are for CMOs registered between… Read more »

 

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