August 15, 2019/SEC The Securities and Exchange Commission (SEC) has announced that the Second Capital Market Committee (CMC) meeting in 2019 has been scheduled to hold on Thursday August 22 to Friday August 23, 2019 at the Eko Hotels and Suites, Victoria Island, Lagos. While the key stakeholders in the capital […]
Capital Market
SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K
August 8, 2019/US SEC The Securities and Exchange Commission today announced that it has voted to propose rule amendments to modernize the description of business, legal proceedings, and risk factor disclosures that registrants are required to make pursuant to Regulation S-K. The proposed amendments are intended to update the rules to improve disclosures […]
SEC Warns Capital Market Operators Against Unethical Practices
22/7/2019/SEC Newly Qualified Authorised Dealing Clerks of the Nigerian Stock Exchange have been warned that the Securities and Exchange Commission, SEC, does not tolerate infractions and because of this, steps are taken to ensure that regulatory oversight is more effective; investor protection is advanced, while systemic risk is mitigated. The […]
