December 22, 2020/US SEC The Securities and Exchange Commission today announced it had finalized reforms under the Investment Advisers Act to modernize rules that govern investment adviser advertisements and payments to solicitors. The amendments create a single rule that replaces the current advertising and cash solicitation rules. The final rule […]
Capital Market
IOSCO seeks to help regulators address retail market conduct risks during stress events such as COVID-19
December 22, 2020/IOSCO The Board of the International Organization of Securities Commissions today published a report that seeks to assist regulators in responding to the retail market conduct issues caused by stress events such as the current COVID-19 pandemic. Enhancing investor protection and investor confidence in the integrity of securities […]
NSE Revolutionises Public Offerings Subscription with Electronic Platform
December 22, 2020/NSE The Nigerian Stock Exchange (NSE or The Exchange) is pleased to announce the launch of X-PO, an online platform for the subscription of public offerings (POs) on Friday, December 18, 2020, following the “No Objection” letter received from the Securities and Exchange Commission (SEC). The X-PO, the […]