Capital Market

SEC Warns Capital Market Operators Against Unethical Practices

22/7/2019/SEC Newly Qualified Authorised Dealing Clerks of the Nigerian Stock Exchange have been warned that the Securities and Exchange Commission, SEC, does not tolerate infractions and because of this, steps are taken to ensure that regulatory oversight is more effective; investor protection is advanced, while systemic risk is mitigated. The […]

SEC, NFIU Sign MoU to Deepen Collaboration on Fraudulent Transactions

  July 17, 2019/SEC The Securities and Exchange Commission (SEC) and the Nigerian Financial Intelligence Unit (NFIU) have agreed to collaborate in combating crime in the Nigerian capital market to ensure that suspicious transactions are eradicated from the capital. Ag. DG of the SEC, Ms. Mary Uduk who spoke in […]